Get directions, reviews and information for Wells Fargo Advisors - Closed in Dallas, TX. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors Financial Network Overview. 65 S Maple Ave Ste 2. 106 people like this . Wells Fargo Advisors. Legal. Wells Fargo Advisors is a subsidiary of Wells Fargo & Company, one of America’s largest and strongest financial institutions, which has been in business since 1852. Call us at 1-866-485-5383. Wells Fargo Advisors Financial Network. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). North Channel Capital, LLC and Wells Fargo Advisors Financial Network do not provide tax or legal advice. var dt=new Date();document.write(dt.getFullYear()); Wells Fargo Advisors Financial Network, LLC. Recruiting. Wells Fargo Advisors Financial Network Annuities Sales are tumbling and gravitating to different products as Wells Fargo settles a FINRA case and researchers examine the defunct fiduciary rule. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Financial Planners Financial Services Investments. Financial Planners Financial Planning … Wells Fargo Advisors Financial Network 1401 Derek Dr, Hammond, LA 70403 - YP.com. Stimulus bill. In October 2017, the firm “disaffiliated with Mr. Schmidt after allegations of unauthorized money movement between clients, and after the Firm was notified of an allegation of the existence of inaccurate account statements which appear not to have been generated or approved by” Wells Fargo, according to a disclosure — one of 13 — on his report. Build relationships your way and offer the products and services you and your clients want. Total and Upfront Payment. SuperPages SM - helps you find the right local businesses to meet your specific needs. Website (908) 766-6932. Phone: 402-421-6500. All Rights Reserved. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. or. You’re supported by your individual transition coach and a network of FiNet team members. Wells Fargo Advisors Financial Network manages $65.3 billion and provides investment advisory services for 174,079 clients (1:98 advisor/client ratio). Wells Fargo Advisors Financial Network. Total Assets Under … WellsTrade® brokerage accounts are offered through WFCS. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.Any other referenced entity is a separate entity from WFAFN. Wells Fargo Advisors Financial Network Wells Fargo Advisors Financial Network. Wells Fargo Advisors Financial Network. Any other referenced entity is a separate entity from WFAFN. (985) 401-1640. Mat Heck Jr., Montgomery, Ohio prosecuting attorney, announced June 25, 2019 that Schmidt was sentenced to five years in prison after his conviction on 128 felony counts related to securities fraud from his work as an advisor. Financial Service in Yardley, Pennsylvania. Wells Fargo Advisors. Wells Fargo Advisors is not responsible for the information contained on third party websites. Basking Ridge, NJ 07920. About See All. Financial Planners Investments Financial Services. Wells Fargo Advisors Financial Network. Year end: Dec. 31. Wells Fargo Advisors Financial Network, LLC; Claim Share Print. Wells Fargo Advisors Financial Network was first mentioned on PissedConsumer on Nov 22, 2015 and since then this brand received 3 reviews.. Wells Fargo Advisors Financial Network ranks 323 of 1848 in Financial Services category. Year founded: 2001. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network (WFAFN), LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.Any other referenced entity is a separate entity from Wells Fargo Advisors Financial Network. Recruitment & Staffing Revenue Breakdown Asset Breakdown Technology. 27. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors. For more information, contact a Financial Advisor at Wells Fargo Advisors at 1-866-243-0931. Wells Fargo Advisors is one of the nation's premier financial services firms, serving and advising clients nationwide through more than 15,000 Financial Advisors. Wells Fargo Advisors is one of the nation's premier financial services firms, serving and advising clients nationwide through more than 15,000 Financial Advisors. About Search Results. Year end: Dec. 31. Wells Fargo Advisors Financial Network 13355 Noel Rd Suite 1100 Dallas TX 75240. Reviews (214) 706-3575. Log In. The independent brokerage channel of Wells Fargo Advisors. ARK's Cathie Wood: Big Shift From Bonds to Stocks Is Coming, Harry Dent: Market Crash Coming in 2-3 Years; Economy ‘Already Dead’, 33 Undervalued Stock Picks for 2021: Morningstar, 11 Key Pieces of Biden's $1.9T Stimulus Plan. 1110 South Ave Fl 1. BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. Copyright © 2021 ALM Media Properties, LLC. Time in Business . Exclusive discounts on ALM and ThinkAdvisor events. See more of Wells Fargo Advisors Financial Network - Financial Advisor: Mark Paladino on Facebook. Your article was successfully shared with the contacts you provided. As the heir to some of America's most respected regional and national investment firms, Wells Fargo Advisors has retained a strong and abiding commitment to exceptional services based on trust and knowledge and a determination to put client … Get the latest best practices, relevant stats and industry trends - quickly and easily. According to a FINRA arbitration award document posted on the industry self-regulator’s website Monday, Wells Fargo Advisors Financial Network filed a … Business Profile. Wells Fargo Advisors Financial Network LLC. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network (WFAFN), LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). The newly independent advisor oversaw $92 million in client assets. Based on 50% forgivable loan and 50% actual loan. Find 40 listings related to Wells Fargo Advisors Financial Network in Downers Grove on YP.com. 200 E Morris Ave, Hammond, LA 70403. For More Information. A note about Social Media: … Any other referenced entity is a separate entity from Wells Fargo Advisors Financial Network. 1477 E 83rd Ave. Merrillville, IN 46410 . By Erika Wheless. Business Profile Wells Fargo Advisors Financial Network, LLC. Share: One N. Jefferson Ave. St. Louis, MO 63103 (866) 485-5383. wfafinet.com. Top Executive: Kent Christian: Wells Fargo Advisors can help you create and manage your own personalized investment plan. Website (219) 738-6400. As a full-service investment firm we are focused on helping investors prepare for and succeed in retirement. Asked for comment on the award, Wells Fargo said Wednesday it had “nothing to add.”. to go to work. Staten Island, NY 10314. Wells Fargo Advisors Financial Network manages $65.3 billion and provides investment advisory services for 174,079 clients (1:98 advisor/client ratio). Any other referenced entity is a separate entity from WFAFN. Here are the major parts of $1.9T Biden relief plan. Receive industry-leading operational and back-office admin support and access to SmartStation ®, our full-service investing and planning suite of advisor tools. Recruiting. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). 106 people follow this. Build your own practice with Wells Fargo Financial Network and get the freedom and benefits that make it All rights reserved. Wells Fargo Advisors Financial Network. Share: One N. Jefferson Ave. St. Louis, MO 63103 (866) 485-5383. wfafinet.com. 19. After the Ohio Department of Insurance noticed irregularities in Schmidt’s activity, an investigation was conducted by the Ohio Department of Insurance and the Ohio Department of Commerce, Heck noted. Find opening times and closing times for Wells Fargo Advisors Financial Network in 450 Kings Highway, N.E., Dover, DE, 19901 and other contact details such as address, phone number, website, interactive direction map and nearby locations. Bank. January 14, 2021. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC,Member SIPC has popup , a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. It manages $65 billion in assets between its 174,079 accounts, placing it among the biggest investment advisory firms in the country by assets under management. How to Exceed Investor Service Expectations: An Advisor's Guide to Expanding Value Propositions. Website (847) 842-8476. It oversees $65 billion in assets under management across its 174,079 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. Schmidt was with Wells Fargo from 2006 to 2017, according to his report on FINRA’s BrokerCheck website. Wells Fargo requested $3 million in compensatory damages; fees, costs and expenses; and “such other relief as may be deemed just and proper.” The three-person FINRA arb panel ruled Schmidt was liable and must pay the firm $3 million in compensatory damages, but denied other relief. Any other referenced entity is a separate entity from Wells Fargo Advisors Financial Network. Join us at 4pm ET on November 4th on a call with Darrell Cronk, Chief Investment Officer for Wealth & Investment Management, and a team of senior investment strategists and planning experts who will answer your questions about the results of the November 3 elections and immediate implications for investors. Wells Fargo Advisors Financial Network, registered in 2000, serves 49 state(s) with a licensed staff of 1,777 advisors. Financial Planners Investments Financial Services (718) 874-0125. BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. Staten Island, NY 10314. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Independent BDs. 26. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. 26. A note about Social Media: … Advisors are encouraged to undertake their own due diligence or to speak to a BrokerChalk Match consultant. Search results are sorted by a combination of factors to give you a set of choices in response to your search criteria. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Wells Fargo Advisors Financial Network - Financial Advisor: Mark Paladino. Advisor Technology Outlook: Questions You Should Be Asking Your Advisor Tech. By Erika Wheless. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). The choice is yours - leverage the Wells Fargo Advisors Financial Network name or create your own. The firm has offices in 714 locations and a total of 2,045 people on staff. Jeffrey Lamar Burton of Charleston South Carolina a supervising stockbroker of Wells Fargo Advisors Financial Network is referenced in a customer initiated investment related written complaint which was settled for $100,000.00 on September 17, 2020 founded on allegations that trades failed to be made according to the customer’s instructions while Burton was registered with Wells […] Independent BDs. June 10. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.Any other referenced entity is a separate entity from WFAFN. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Basking Ridge, NJ 07920. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network (WFAFN), LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. SummaryofMaterialChanges Please refer to the Wells Fargo Advisors Wrap Fee Brochures for details on any material changes to the Programs offered. A note about social media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Financial Planners Investments Financial Planning Consultants. The defendant operated Schmidt Investment Strategies Group in Washington Township while affiliated with Wells Fargo Advisors FiNet, Heck noted. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Access to start-up backing, investment research, a shared risk management team, and more. The overall rating of the company is 1.5 and consumers are mostly dissatisfied. Recruitment & Staffing Revenue Breakdown Asset Breakdown Technology. Create New Account. Forgot account? One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO (314) 875-3000 (314) 875-3000 Website. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Access to other award-winning ALM websites including TreasuryandRisk.com and Law.com. Gail Utter is a Private Wealth Financial Advisor at Wells Fargo Advisors and is committed to a holistic, personal approach to serving high-net-worth individuals, families, foundations, and institutions. and Wells Fargo Advisors Financial Network, LLC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. It has offices in 714 locations and a total of 2,045 financial advisors. Year founded: 2001. See reviews, photos, directions, phone numbers and more for Wells Fargo Advisors Financial Network locations in Downers Grove, IL. The overall rating of the company is 1.5 and consumers are mostly dissatisfied. The newly independent advisor oversaw $92 million in client assets. 65 S Maple Ave Ste 2. Any other referenced entity is a separate entity from WFAFN. © Fax: 402-421-6505. The best way to deliver quality service is by understanding what clients want from your interactions. 877-421-6501. Wells Fargo Advisors Financial Network Jan 2006 - Present 15 years 1 month. Claim this business. Wells Fargo Advisors Financial Network, LLC Oct 2019 - Aug 2020 11 months. Propelling the Advisor-Client Journey with a Robust Client Portal. Wells Fargo Advisors Financial Network Overview. Wells Fargo Advisors Financial Network. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Help. According to a FINRA arbitration award document posted on the industry self-regulator’s website Monday, Wells Fargo Advisors Financial Network filed a claim in August 2019, saying ex-rep John Gregory Schmidt misappropriated customer funds while he was with the company. FINRA and the Securities Exchange Commission barred Schmidt from the industry. It has offices in 714 locations and a total of 2,045 financial advisors. Always Open. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo previously paid about $3.7 million to the victims of the defendant’s thefts, Heck said. Advance your career and take your firm's production to the next level with FREE practice-management tips. 29. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Contact Us 5950 Vandervoort Drive Suite C. Lincoln, NE 68516. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. 27-year industry veteran leaves Morgan Stanley for Wells Fargo FiNet. In addition to the prison sentence, Schmidt was ordered to pay one victim $34,446 in restitution. See Advisors At This Firm Wells Fargo Advisors is one of the nation's premier financial services firms, serving and advising clients nationwide through more than 15,000 Financial Advisors. Wells Fargo Advisors Financial Network. Financial Planners Investments Financial Services (718) 874-0125. Here Are the States With Best-Interest Rules for Annuities, Biden Seeks $1.9T for Relief in First Economic Plan, More Reasons to Rethink the 60/40 Portfolio, Sign Up for the Inside Wealth Management Newsletter, Sign Up for the Career Advantage Newsletter. Wells Fargo Advisors Financial Network LLC is a national financial advisory firm headquartered in St. Louis, MO. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Wells Fargo Advisors Financial Network Annuities Sales are tumbling and gravitating to different products as Wells Fargo settles a FINRA case and … Wells Fargo Advisors Financial Network. For More Information. Free unlimited access to ThinkAdvisor.com which provides advisors, like you, with comprehensive coverage of the products, services and trends necessary to guide your clients in making critical wealth, health and life decisions. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.Any other referenced entity is a separate entity from WFAFN. North Barrington, IL 60010. Wells Fargo Advisors. exciting Business Profile. 1110 South Ave Fl 1. Based on 50% forgivable loan and 50% actual loan. They manage $65,290,500,684 in 174,079 accounts and serve the financial needs of clients across 52 states (or territories). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Wells Fargo Advisors Financial Network. WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC offers financial planning services, other services, portfolio management for individuals and/or small businesses, portfolio management for businesses, pension consulting services, selection of other advisers and also performs business activities as broker-dealer, other. Click below to reveal the regional advisor for your area. Serves AK, CO, ID, MT, N. CA (North of Fresno), OR, WA, WY, Serves AZ, HI, NM, NV, S. CA (Fresno & South), UT, Serves IA, KS, MN, MO, ND, NE, OK, SD, TX, Need more time? Based on 50% forgivable loan and 50% actual loan. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Wells Fargo Advisors Financial Network, LLC is an advisory firm that has its headquarters in Owings Mills, Maryland. Looking for more information? Home. Wells Fargo Advisors Financial Network, LLC Mar 2008 - Present 12 years 9 months. Order Online Tickets Tickets See Availability Directions {{::location.tagLine.value.text}} Sponsored Topics. Overview. 27-year industry veteran leaves Morgan Stanley for Wells Fargo FiNet. 80% to 125%. YEARS IN BUSINESS. The defendant sold securities “without the knowledge or authorization of the investors and the defendant received commissions on those transactions of nearly” $250,000, according to the prosecutor. Total and Upfront Payment . June 10. It controls $65 billion in assets under management across its 174,079 accounts, placing it among the largest financial advisory firms in the United States by assets under management. Wells Fargo Advisors Financial Network, LLC is an advisory business that has its headquarters in Wichita, Kansas. TRENDING. $17B in motion: 32 recruiting moves and other top indie advisor news. Financial Planners Investments Financial Planning Consultants. Wells Fargo Advisors Financial Network, registered in 2000, is a Registered Investment Advisor (RIA) in 49 state (s) with a licensed staff of 1,777 advisors. Material Changes to the Wrap Fee Brochure for Advisory Program Services since March 31, 2017: Effective … Wells Fargo Advisors Financial Network, LLC is a business that has its headquarters in Oak Brook, Illinois. Links to third-party websites are provided for your convenience and information purposes only. Nancy Cook, Jenny Leonard and Mario Parker | Total and Upfront Payment. Wells Fargo Advisors Financial Network was first mentioned on PissedConsumer on Nov 22, 2015 and since then this brand received 3 reviews.. Wells Fargo Advisors Financial Network ranks 323 of 1848 in Financial Services category. WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SEC# 11025 8-28721 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE H0004-05B ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE H0004-05B ST. Covid-19 package focuses on vaccines, includes raising the minimum wage to $15 an hour. E-mail address: mmcconkey@nccmg.com; E-mail address: nroehrs@nccmg.com; E-mail address: showerter@nccmg.com; Home; About Us. Wells Fargo Advisors Financial Network. Osborne Levell Wealth Management is an independent wealth management firm and a member of the Wells Fargo Advisors Financial Network located in Punta Gorda, FL. Schmidt also “created and falsified financial statements to investors in an effort to cover for the missing investments,” Heck said. As the needs of your clients and prospects change, make sure your technology can keep up. Wells Fargo Advisors Financial Network in Downers Grove, IL. Wells Fargo Advisors Financial Network, LLC Charleston, IL Sep 2020 - Current < 1; Wells Fargo Clearing Services, LLC Charleston, IL Nov 2016 - Sep 2020 3; Wells Fargo Advisors LLC Charleston, IL May 2009 - Nov 2016 7; Exam Code Name Passed Date; S63 Uniform Securities State Law Examination Apr 1996; S65 NASAA Investment Advisors Law Examination Sep 1998; Contact Info for Dan … Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. 80% to 125%. BrokerChalk makes every effort to update this information in a timely fashion but cannot guarantee its accuracy. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). BrokerChalk makes every effort to update this information in a timely fashion but cannot guarantee its accuracy. The firm also accused him of breaching a license agreement. During that time, he “stole money from investment accounts in order to cover for stolen money” in other investors’ accounts as part of what Heck said was a Ponzi scheme. Preserve wealth with help from advanced tax planning and risk management strategies. 385 Oxford Valley Rd, … Going independent Recruiting RIAs Independent BDs Pershing Wells Fargo Advisors Financial Network. Find opening times and closing times for Wells Fargo Advisors Financial Network in 326 Commercial Street, Ste A, Boston, MA, 02109 and other contact details such as address, phone number, website, interactive direction map and nearby locations. WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SEC# 11025 8-28721 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE H0004-05B ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE … Menu & Reservations Make Reservations . A note about Social Media : Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. WASHINGTON—FINRA announced today that Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) have agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise recommendations that customers switch from variable annuities to investment company … Schmidt went on to enter a plea of no contest and was found guilty as charged on: 124 counts of forgery; two counts of theft from an elderly or disabled adult; one count of telecommunications fraud; and one count of fraud or deceit by investment advisor. Wells Fargo Advisors Financial Network, LLC is a financial advisory company that has its headquarters in Saint Louis, Missouri. A Financial Industry Regulatory Authority arbitration panel ordered an ex-Wells Fargo broker who is serving five years in prison for securities fraud to pay the firm $3 million in compensatory damages. Answer these questions to ensure you can increase client satisfaction and prospect engagement in 2021. Website (908) 766-6932. This traditional allocation will not only fall short on returns but actually increase risk, according to BlackRock strategists. Not Now. The company administers $65.3 billion in assets under management throughout 174,079 client accounts, placing it among the largest investment advisory firms in the country by assets under management (AUM). No submission. Top Executive: Kent Christian: Recruiting Contact: Alex David (314) 875-3950 E-mail: Compliance Contact : Paul Sankovich E-mail: … 422 N Rand Rd. Community See All. $17B in motion: 32 recruiting moves and other top indie advisor news. 80% to 125%. skip navigation. Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN. Wells Fargo Advisors Financial Network, LLC Wells Fargo Advisors Financial Network, LLC (CRD# 11025) is a financial advisory firm headquartered in St. Louis, MO. Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). You make the decisions about your office, way of working, staffing, and tools. Five states have approved these rules, and eight more have proposals in progress.

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